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fix: locate the last answer-section record for finalCacheOnly - #14

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fix/final-cache-only-answer-section
Aug 20, 2026
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fix: locate the last answer-section record for finalCacheOnly#14
AlinsRan merged 6 commits into
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fix/final-cache-only-answer-section

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@AlinsRan AlinsRan commented Aug 20, 2026

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Problem

When finalCacheOnly is enabled, a CNAME chain response can fail to resolve with dns client error: 101 empty record received, even though the response carries a complete and valid chain ending in the requested record type.

It happens whenever the responder appends an EDNS(0) OPT record to the Additional section. Some resolvers do this unconditionally, i.e. also for queries that carried no OPT of their own (which RFC 6891 §7 forbids, but it does occur in the wild), so the client cannot avoid it by not sending EDNS(0).

An OPT record is only the most visible trigger. Anything that leaves a non-qtype record at the end of the answer list has the same effect, including an answer section that simply is not ordered along the chain, or a signed answer whose RRSIG follows the records it covers.

Response as parsed by resty.dns.resolver for A? alias.example.com:

[AN]  alias.example.com          60  CNAME  target.example.net
[AN]  target.example.net         60  A      192.0.2.1
[AN]  target.example.net         60  A      192.0.2.2
[AR]  <root>                         OPT    (EDNS(0))

Expected: the two A records are returned for alias.example.com.
Actual: 101 empty record received.

Note that the Additional section only reaches parseAnswer() when additional_section is set, which resolve() does when it is called without an r_opts table. Lookups that pass explicit options never see the OPT record and are unaffected.

Root cause

parseAnswer() receives the flattened Answer + Authority + Additional sections, so the last entry of answers is not necessarily an answer. The branch was entered only when that last entry matched qtype:

if #answers >= 2 and answers[#answers].type == qtype then

With an OPT record (type 41, section 3) trailing the list, this is never true, so the branch is skipped entirely. The A records — owned by the canonical name, not by the queried name — are then dropped by the name filter below, answers ends up empty, and the lookup reports an empty record.

The Additional section fix in #11 added a section == 1 check inside the loop, but the branch condition itself still looks at the last entry of the whole list, so responses like the one above never reach that loop.

The same shape of bug applies to any record a responder places after the answers, not just OPT.

Fix

The block exists to collapse a CNAME chain: rename the records the chain ends at to the queried name, give them the shortest TTL along the way, and keep the links themselves out of the cache — the intermediate results finalCacheOnly is named after. So do exactly that and nothing more.

Follow the aliases from the queried name, taking only Answer section records, and stop at a name already seen:

local aliases, chain = {}, {}
local target, chain_ttl, followed = string_lower(check_qname), math.huge, false
if qtype ~= _M.TYPE_CNAME then
  for i = 1, #answers do
    local answer = answers[i]
    if answer.section == SECTION_AN and answer.type == _M.TYPE_CNAME then
      aliases[string_lower(answer.name)] = answer
    end
  end

  while not chain[target] do
    local link = aliases[target]
    if not link then
      break
    end
    chain[target] = true
    target = string_lower(link.cname)
    chain_ttl = math_min(link.ttl, chain_ttl)
    followed = true
  end
end

Then, if the Answer section holds anything of the requested type owned by target, rename those records, remove the links, and leave everything else alone:

if count > 0 then
  for i = #answers, 1, -1 do
    local answer = answers[i]
    if answer.section == SECTION_AN then
      local name = string_lower(answer.name)
      if answer.type == qtype and name == target then
        answer.name = check_qname
        answer.ttl = min_ttl
      elseif answer.type == _M.TYPE_CNAME and chain[name] then
        table_remove(answers, i)
      end
    end
  end
end

What that buys, point by point:

  • Position is never read as a signal. Not across sections, because a responder may append an OPT or glue record after the answers — the bug above. Not within the Answer section, because nothing obliges a responder to list a chain in chain order: an answer section carrying the tail RRset before the CNAME that leads to it, or a signed answer whose RRSIG follows the records it covers, both reproduce the same 101 empty record received. And not through the record count either: stopping the walk at a name already seen means a cyclic chain ends where the response's shape does not decide it. Bounding the walk by #answers would have kept it from spinning, but the same cycle then resolved or failed according to whether an OPT record was appended.
  • Only the chain is collapsed. A same-type record owned by some other name answers a question nobody asked; renaming it onto the queried name would return and cache a foreign address under it. Following the chain rules that out by construction rather than by hoping such a record is not the one a positional guard happens to look at.
  • Only the links are dropped. Everything else stays for the loop below to sort and cache under its own name, exactly as it does for a response that carries no chain at all. Removing more would cost a chained SRV response the glue for its targets — one extra lookup each — and that cost is the reason this block has to stay away from non-chain responses in the first place.
  • Responses with no chain are untouched, as are responses whose chain ends at nothing of the requested type. In the latter case the links stay cacheable, which is what lets a later lookup pick the chain up again. A CNAME query asks for the alias record itself and has nothing to collapse either — relevant because the untyped resolve() path issues CNAME queries as part of its type order.

The TTL comes from the links actually traversed plus the records actually kept, rather than from every record in the Answer section. For a well-formed chain that is the same value; for a response carrying unrelated records it is the correct one.

Answer lists that carry no section field at all — which resty.dns.resolver never produces, since parse_section() stamps every record — skip the block. The outcome is unchanged from master, as the name filter below drops those records too.

The walk costs one extra pass over the answer records plus two small tables, both only when finalCacheOnly is on.

Verification

Beyond the unit cases, the whole failure was replayed end to end against a stub server modelled on a real capture: a three-link CNAME chain, a responder that answers QTYPE=CNAME for one link with NODATA, and an OPT record on every response. Resolution is driven repeatedly with the record TTLs expiring in between, which is what puts the client into the state where it starts from the cached successful type.

before: 1st resolve ok (one A query), every later resolve fails with
        "101 empty record received" after CNAME, CNAME, CNAME, A
after:  every resolve ok, one A query each

The fix also holds under the pessimistic variant where the responder returns only the first link of the chain for an A query. Some CNAME queries are still issued there, but the one that gets NODATA no longer is: the link whose A response can be collapsed now records A as its successful type, so the client never asks it for a CNAME again.

Tests

Nine cases added to the finalCacheOnly block in spec/client_cache_spec.lua:

case master this PR
CNAME chain followed by an OPT record fail pass
chain whose Answer section is not in chain order fail pass
multi-link chain trailed by an RRSIG fail pass
same-type record from outside the chain is not collapsed fail pass
answers left alone when the chain ends at nothing to collapse fail pass
cyclic chain is not collapsed fail pass
SRV lookup keeps its Additional section glue cacheable pass pass
CNAME lookup keeps its Additional section records cacheable pass pass
alias outside the Answer section is not followed pass pass

The three that pass on master are regression guards, each verified by mutation to fail against an earlier revision of this branch or against a targeted defect — please keep them rather than pruning them as redundant. Several cases assert on the cache rather than on the returned records, because a record that silently stops being cached is invisible to a result assertion.

The case with an out-of-order Answer section also uses a mixed-case CNAME owner, pinning the case-insensitive comparison. The OPT case runs through the untyped resolve() path, which is the one that sets additional_section and therefore the only one that meets an OPT record in production; the remaining cases pass an explicit qtype, following the existing cases in this block, and the input shape reaching parseAnswer() is the same either way.

The three existing finalCacheOnly cases from #11 are unaffected. Full busted run: the set of failing tests is identical to master (external-DNS cases that do not run in this environment).

Summary by CodeRabbit

  • Bug Fixes

    • Fixed DNS CNAME resolution when responses include EDNS(0) metadata.
    • Correctly filters relevant Answer-section records for final-cache-only lookups, including out-of-order and multi-link CNAME chains.
    • Preserves canonical names, minimum chain TTLs, resolved addresses, and Additional-section glue records for SRV and CNAME lookups.
  • Tests

    • Added regression coverage for OPT records, RRSIG records, complex CNAME chains, and related cache behavior.

Summary by CodeRabbit

  • Bug Fixes
    • Improved DNS response handling for unordered, multi-link, and cyclic CNAME chains.
    • Correctly applies the lowest TTL across successfully resolved CNAME chains.
    • Preserved required Additional-section records, including SRV and CNAME glue.
    • Prevented unrelated or invalid records from appearing in filtered answers or being cached.
    • Keeps responses intact when no matching terminal record is available.
    • Added safeguards against unsafe aliases and incomplete chain resolution.

parseAnswer() receives the flattened Answer + Authority + Additional
sections, so the last entry of `answers` is not necessarily an answer.
A responder may append an EDNS(0) OPT record to its response even when
the query carried no OPT of its own, and that record then sits at the
end of the list.

Because the finalCacheOnly branch was entered only when the last entry
of the whole list matched qtype, such a response skipped the branch
altogether. The chain-tail records, which are owned by the canonical
name rather than by the queried name, were then dropped by the name
filter below and the lookup failed with "empty record received", even
though the response carried a complete and valid CNAME chain.

Scan for the last Answer section record instead, and require at least
two of them, so the decision no longer depends on what a responder
appends after the answers.
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📝 Walkthrough

Walkthrough

The DNS client now resolves final-cache-only CNAME chains with cycle detection, terminal-record checks, minimum TTL handling, and selective record removal. Regression tests cover Answer and Additional section behavior, chain ordering, unrelated records, missing terminals, aliases, and cycles.

Changes

CNAME cache parsing

Layer / File(s) Summary
Answer-section filtering
src/resty/dns/client.lua
parseAnswer tracks visited aliases, collapses a chain only when a terminal requested-type Answer record exists, applies the minimum chain TTL, removes intermediate CNAME records, and preserves unrelated records.
Cache regression coverage
spec/client_cache_spec.lua
Tests cover OPT and SRV responses, Additional-section glue, unordered and multi-link chains, unrelated same-type records, missing terminal records, Additional-section aliases, and cyclic chains.

Estimated code review effort: 3 (Moderate) | ~20 minutes

Merge Risk: 🟡 Moderate · up to 07069

The change improves final-cache-only CNAME handling, but a cyclic CNAME response can still cause a requested-type record at the repeated name to be accepted and cached, creating incorrect resolution for that response; merge should wait for this edge case to be fixed or explicitly accepted.

🚥 Pre-merge checks | ✅ 5 | ❌ 1

❌ Failed checks (1 warning)

Check name Status Explanation Resolution
E2e Test Quality Review ⚠️ Warning The PR adds only mocked resolver specs, not a full DNS E2E test; several new client.resolve calls also discard err, violating the blocking completeness and error-handling criteria. Add a real-resolver integration test with a DNS stub for the OPT/CNAME flow, and capture and assert err for every client.resolve call.
✅ Passed checks (5 passed)
Check name Status Explanation
Linked Issues check ✅ Passed Check skipped because no linked issues were found for this pull request.
Out of Scope Changes check ✅ Passed Check skipped because no linked issues were found for this pull request.
Security Check ✅ Passed PASS: The diff only changes DNS CNAME parsing and tests; no secret logging/storage, mutating endpoints, ownership checks, TLS settings, shared API resources, or secret references are introduced.
Description Check ✅ Passed Check skipped - CodeRabbit’s high-level summary is enabled.
Title check ✅ Passed The title clearly identifies the main change: fixing finalCacheOnly to locate the correct Answer-section record.
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Actionable comments posted: 1

🤖 Prompt for all review comments with AI agents
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Inline comments:
In `@src/resty/dns/client.lua`:
- Around line 668-675: Update the answer-counting logic around the loop over
answers so records with nil section are treated as SECTION_AN when the list
contains no section metadata, preserving existing behavior for explicitly
sectioned records. Apply the same fallback to the filtering logic around lines
684-690, and add a regression test covering a CNAME chain whose records omit
section fields.
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Comment thread src/resty/dns/client.lua Outdated
Keying the branch on "the last answer-section record matches qtype" was
still too broad. An SRV response carries SRV records in the Answer
section and A glue for its targets in the Additional section, so it now
entered the branch, and the truncation at the end of the branch dropped
the glue before the sorting loop below could cache it, costing one extra
lookup per SRV target. Explicit CNAME queries, which the untyped
resolve() path issues as part of its type order, lost their additional
records the same way.

The branch only ever needs to run when the queried name is an alias and
the tail of the chain has to be renamed to it, so test for that
directly: a CNAME record in the Answer section owned by the queried
name, plus a last answer-section record matching qtype. A CNAME query
asks for the alias record itself and is excluded.

Both shapes are covered by new cases in the finalCacheOnly spec block.
Requiring the *last* answer-section record to match qtype still read a
record's position as a signal, and a responder is free to order the
answer section however it likes. Two shapes reproduced the original
failure: an answer section listing the tail RRset before the CNAME that
leads to it, and a signed answer whose RRSIG follows the records it
covers. Both left the queried name unresolved with "empty record
received".

Look for the two things the collapse actually needs -- the queried name
aliased away by a CNAME, and something of the requested type to collapse
onto -- and ignore where in the section they sit.

Drive the OPT case through the untyped resolve() path while here: that is
the only path that asks for an additional section, so it is the only one
that meets an OPT record in production.

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[P1] Validate that the qtype RRset belongs to the CNAME chain

The new has_cname && has_qtype check only proves that the Answer section contains a CNAME for the queried name and some RR of the requested type. It does not prove that the RR belongs to the CNAME target chain. For example, alias.example CNAME target.example, unrelated.example A 203.0.113.66, followed by an RRSIG makes the new branch keep the unrelated A record, rename it to alias.example, return it, and cache it. The previous code would not enter the branch when the trailing record was not A, so this widens the accepted response set and can cache an unrelated address under the queried alias.

Please follow the CNAME owner/target chain and only collapse the qtype RRset whose owner is the terminal canonical name; ignore or reject other same-type Answer records. Please add a regression test with a direct CNAME, an unrelated same-type RR, and a trailing RRSIG or OPT, asserting that the unrelated record is neither returned nor cached.

@AlinsRan

AlinsRan commented Aug 20, 2026

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Fixed in 8ac287a — you are right. Renaming a foreign address onto the queried name and caching it there is a correctness problem on its own; "master has the same hole whenever the record happens to be last" is not a reason to make the window bigger.

The branch now walks the aliases from the queried name to the name the chain ends at, and collapses only the records that name owns:

local target, chain_ttl = check_qname, math.huge
if qtype ~= _M.TYPE_CNAME then
  -- bounded by the record count, so a cyclic chain cannot spin here
  for _ = 1, #answers do
    local link
    for i = 1, #answers do
      local answer = answers[i]
      if answer.section == SECTION_AN
         and answer.type == _M.TYPE_CNAME
         and string_lower(answer.name) == target then
        link = answer
        break
      end
    end

    if not link then
      break
    end

    target = string_lower(link.cname)
    chain_ttl = math_min(link.ttl, chain_ttl)
  end
end

Off-chain records of the requested type are now excluded by construction rather than by where they sit, so the accepted response set is narrower than master, not wider. The TTL follows: it comes from the links actually traversed plus the records actually kept, instead of from every record in the Answer section.

Regression test added with exactly the shape you described — a direct CNAME, an unrelated same-type A, and a trailing RRSIG — asserting that neither the returned answer nor the entry cached under the alias carries the foreign address. It fails against the previous revision of this branch and passes now.

spec/client_cache_spec.lua is 20/20; the full busted failure set is unchanged from master. The end-to-end replay that motivated this PR still resolves in a single A query.

Asking whether the answer section holds a CNAME for the queried name and
some record of the requested type does not establish that the two have
anything to do with each other. A response carrying an alias alongside a
same-type record owned by an unrelated name would have had that record
renamed onto the queried name, returned as the answer and cached under
it -- a foreign address served for the queried name.

Follow the aliases from the queried name to the name they end at, and
collapse only the records that name owns. The walk is bounded by the
record count, so a cyclic chain cannot spin. The TTL now comes from the
links actually traversed plus the records actually kept, rather than
from every record in the answer section.
@AlinsRan
AlinsRan force-pushed the fix/final-cache-only-answer-section branch from 8ac287a to 55ee72d Compare August 20, 2026 07:39
Truncating the answers to the collapsed records took a decision that was
never this option's to take. `finalCacheOnly` exists to keep intermediate
results out of the cache, and the intermediate results are the links of
the chain; everything else in the response is for the loop below to sort
and cache under its own name, as it does for every response that carries
no chain at all. Truncating it away cost a chained SRV response the glue
for its targets -- one extra lookup each -- which is the very cost the
previous commit set out to avoid, fixed there only for responses that
are not a chain.

Rename the records the chain ends at, remove the links, leave the rest.

Stop following the chain at a name already visited, too. Bounding the
walk by the record count kept it from spinning, but left the name it
stops at depending on how many records the response happens to carry:
the same cyclic chain resolved or failed according to whether an OPT
record was appended. Reading a response that way is what this series has
been removing.

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Actionable comments posted: 1

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only still-valid issues, skip the rest with a brief reason, keep changes
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Inline comments:
In `@src/resty/dns/client.lua`:
- Around line 680-704: Update the alias-chain walk around chain and followed so
it records when termination occurs because chain[target] is already present,
then skip the terminal-record collapse for that cycle case. Preserve normal
terminal-record scanning for non-cyclic chains, and add a regression case where
a requested-type record exists on the repeated target.
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Comment thread src/resty/dns/client.lua
Stopping the walk at a name already visited kept it from spinning and
made where it stops independent of the response's shape, but the name it
stops on is a name the chain passed through, not a name the chain ends
at. A response looping back to an earlier link, with an address parked on
that link, therefore had the address renamed onto the queried name and
returned as its answer -- something `master` refuses.

A chain that does not end resolves to nothing, so leave those responses
to the loop below like any other that carries nothing to collapse. The
walk already records the names it has passed, so the test is whether it
stopped on one of them.

The cyclic case in the spec looped straight back to the queried name,
where the collapse was skipped for an unrelated reason and the case
passed either way. Point it at a loop further along the chain, which is
the shape that actually failed.
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🧩 Analysis chain

🏁 Script executed:

#!/bin/bash
set -euo pipefail

ast-grep outline src/resty/dns/client.lua --match parseAnswer --view expanded
ast-grep outline spec/client_cache_spec.lua --items all --match 'cyclic|cycle|CNAME' --view expanded || true

printf '\n--- parseAnswer context ---\n'
rg -n -A120 -B20 'local function parseAnswer|parseAnswer\s*=' src/resty/dns/client.lua

printf '\n--- cyclic-chain spec context ---\n'
rg -n -i -A80 -B20 'cyclic|cycle|CNAME b|CNAME c' spec/client_cache_spec.lua

printf '\n--- current PR changes for relevant files ---\n'
git diff --unified=40 origin/master...HEAD -- src/resty/dns/client.lua spec/client_cache_spec.lua

Length of output: 43543


@AlinsRan Verified. The fix prevents a cyclic CNAME walk from being treated as a chain with a terminal target.

parseAnswer() records every traversed owner in chain. If the walk returns to an owner in chain, Lines 698-707 skip the terminal-record scan. The code therefore does not rename or cache the A record owned by mymiddle.domain.com as an answer for myalias.domain.com.

The regression test covers the relevant non-query-name cycle. It also verifies both result exclusion and alias-cache exclusion. The Answer-section condition remains present, which is correct for records produced by resty.dns.resolver.

The mocked test is sufficient for this parseAnswer() behavior. I withdraw the integration-test concern.


✏️ Learnings added
Learnt from: AlinsRan
URL: https://github.com/api7/lua-resty-dns-client/pull/14

Timestamp: 2026-08-20T09:07:03.555Z
Learning: In `src/resty/dns/client.lua`, `parseAnswer()` must not collapse a CNAME chain when its alias walk reaches a previously visited owner. A cyclic chain has no terminal target, so requested-type records on a repeated owner must not be renamed or cached under the original query name. `spec/client_cache_spec.lua` covers this with `myalias -> mymiddle -> myloop -> mymiddle` and an A record owned by `mymiddle`.

Note: Learnings are effective only in the context of similar code segments. To apply general coding guidelines, please configure review instructions. You can manage existing learnings in the app.


🧠 Learnings used
Learnt from: AlinsRan
Repo: api7/lua-resty-dns-client PR: 14
File: src/resty/dns/client.lua:668-675
Timestamp: 2026-08-20T05:14:00.314Z
Learning: In `src/resty/dns/client.lua`, production calls to `parseAnswer()` use records returned by the external `resty.dns.resolver:query()` implementation from `openresty/lua-resty-dns`. Upstream `parse_section()` sets `ans.section = section` for every parsed DNS record. Records without `section` are hand-written mocks and are outside the production parser contract. Do not treat a missing `section` as an Answer-section record in `parseAnswer()`, because doing so can reintroduce the incorrect name rewrite prevented by the Answer-section filter introduced in PR `#11`.

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LGTM

@AlinsRan
AlinsRan merged commit 37a6b4e into master Aug 20, 2026
3 checks passed
@AlinsRan
AlinsRan deleted the fix/final-cache-only-answer-section branch August 20, 2026 09:56
@AlinsRan AlinsRan mentioned this pull request Aug 20, 2026
@AlinsRan AlinsRan self-assigned this Aug 21, 2026
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